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Vestige Technologies is a premier sponsor of the 12th Annual IA Compliance Fall Conference being held at the Loews Philadelphia Hotel in Philadelphia, PA. will be held on Monday, September 24, 2012.. The event is attended by:

  • Chief Compliance Officers
  • Compliance Officers
  • In-House Legal & Compliance Personnel
  • General Counsel
  • Outside Counsel
  • Senior Officers & Executives

Why You Should Attend

  • Learn the bounds of permissible advertising and marketing and uses of social media
  • Hear the latest on Dodd-Frank reforms that affect investment advisers – including talk of an SRO for IAs
  • Discover the shifting priorities in SEC exams and how to be ready if examiners call
  • Go home with dozens of real-world tested compliance solutions and peer-recommended best practices
  • Network with peers

To request a demonstration please call 866.454.5186 or send an email with the subject "Demo" to Sales@vestigetech.com